As per SEBI circular no CIR/MIRSD/16/2011 dated August 22, 2011, incase an existing client needs to register and activate the privilege to trade in other exchange segment an Application in prescribed format needs to be provided. (Refer below).
Further, this has reference to SEBI Circular No MIRSD/SE/Cir19/2009, dated 03-December-2009 & clarifications issued by Exchanges vide Circular no. NSE/INSP/2010/91 (NSE) and notice no. 20100203-30 (BSE) dated February 3, 2010. Hence as per the said Circulars, documentary evidence of financial details is must in case if you wish to trade in Derivatives / Currency Derivatives segment.
Kindly provide Any one of the below documents:
| List of acceptable documents |
Condition if any |
| Copy of ITR Acknowledgement (for last financial year) |
Should have a gross income of more than Rs. 1.2 lakh |
Copy of Annual Accounts - for Companies (for last financial year)
|
Should have a gross income of more than Rs. 1.2 lakh |
| Copy of Form 16 in case of salary income (for last financial year) |
Should have a gross income of more than Rs. 1.2 lakh |
Net worth certificate (latest one or at the end of last financial year)
|
Should be dated and have a minimum value of Rs. 1.2 lakh |
Salary Slip (for one month in current financial year)
|
Gross Salary should be more than Rs. 10,000 |
| Bank account statement for last 6 months* |
There should be balance atleast on a single day of more than equal to Rs. 10,000/- |
| Copy of demat account Holding statement. (not more than 3 months old) ** |
The statement should display the value of securities lying in the demat account. The total value should be more than Rs. 10,000/- |
| Life insurance policy |
(any insurance co. with minimum cover of two lakh) |
KVP,NSC,IVP & Bonds
|
Should be valid as on date of submission and have a minimum value of Rs. 10,000/- |
| Bank FD's, Corporate FD's |
Should be valid as on date of submission and have a minimum value of Rs. 10,000/- |
| Mutual Fund Statement |
Statement should not be more than 2 months old. The latest NAV and value should be more than Rs 10,000/- |
| Ownership of assest such as Gold |
Value as mentioned on the bill should be Rs. 10,000/- |
| Letter from Society |
The letter should state ownership of the flat. It should be on the letter head of the society |
| RC book of the vehicle |
|
*Bank statement as downloaded from the net banking or xerox of physical statement be submitted.
**In case of demat account statement where only holdings are mentioned without valuation, then the same should be manually mentioned on the date on submission should be self attested by the client or the employee of Depository Participant (DP).In case you wish to trade in Derivatives segment To avoid any inconvenience, we request you to furnish us with the
Application form for activation in other Exchange and Annexure 1 duly signed to our Head office.
In case you wish to trade in Currency Derivatives segmentTo avoid any inconvenience, we request you to furnish us with the
Application form for activation in other Exchange, Annexure 1 and Annexure 2 duly signed to our Head office.
For any clarification / information or any queries please feel free to contact our Customer care desk or you may write to us on customercare@hdfcsec.com