Number of investor complaints for Investment Adviser
| Trend of annual disposal of complaints | |||||
| Sr. No. | Year | Carried forward from previoius year | Received | Resolved* | Pending# |
| 1 | 2018-19 | 0 | 1 | 1 | 0 |
| 2 | 2019-20 | 0 | 1 | 1 | 0 |
| 3 | 2020-21 | 0 | 0 | 0 | 0 |
| 4 | 2021-22 | 0 | 0 | 0 | 0 |
| 5 | 2022-23 | 0 | 0 | 0 | 0 |
| 6 | 2023-24 | 0 | 0 | 0 | 0 |
| 7 | 2024-25 | 0 | 9 | 9 | 0 |
| 8 | 2025-26 | 0 | 6 | 6 | 0 |
| Grand Total | 0 | 17 | 17 | 0 | |
| * Inclusive of complaints of previous months resolved in the current month. # Inclusive of complaints pending as on the last day of the month |
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| Trend of monthly disposal of complaints | |||||
| SN | Month | Carried forward from previous month | Received | Resolved* | Pending# |
| 1 | April 2025 | 0 | 0 | 0 | 0 |
| 2 | May 2025 | 0 | 1 | 1 | 0 |
| 3 | June 2025 | 0 | 0 | 0 | 0 |
| 4 | July 2025 | 0 | 0 | 0 | 0 |
| 5 | August 2025 | 0 | 1 | 1 | 0 |
| 6 | September 2025 | 0 | 0 | 0 | 0 |
| 7 | 0 | 4 | 4 | 0 | |
| Grand Total | 0 | 6 | 6 | 0 | |
| * Inclusive of complaints of previous months resolved in the current month. # Inclusive of complaints pending as on the last day of the month |
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