• Standard Set of Documents for Account Opening
• Investment Advisory
• Anti Money Laundering
• (SOP) for implementation of SEBI circular on Centralized mechanism for reporting the demise of an investor through KRAs
• Financial Information
• Display of Details of Client Bank Accounts
• CSR 
• Policy for Inactive Account
• Documents Needed For Activation In Other Exchange/Segment
• Change / Updation of email id for Electronic Contract Note (ECN)
• Information to Customer
• Annexure I - Advisory for updation of 6 KYC attribute
• NRC Policy
• T&C of Independent Director 
• WB Policy
• Change in Directorship
• Policy for voluntary freezing of online access of client’s trading account
• Good Till Date Policy

• Postal Ballot Notice-15 Janaury 2020
• Postal Ballot Form-15 January 2020
• Results of Voting by Postal Ballot vide notice dated 15 January 2020

• Arbitration Mechanism in Stock Exchanges 
  
  • Circular No. CIR/MRD/DSA/24/2010 August 11, 2010
  • Circular No. CIR/MRD/DSA/29/2010 August 31, 2010
  • Circular No. CIR/MRD/DSA/2/2011 February 09, 2011
• Revision in Market Lot of Derivative Contracts on Individual Stocks 
  
  
  • NSE Circular Ref. No : 035/2012 Dated March 30, 2012
  • Annexure to NSE Circular - Derivative Contracts

• Observation / Caution letters based on trading pattern of trading members and their client/s
• Changes in relation to Securities Transaction Tax
• Requirement of Corporate Identity Number (CIN) of bodies corporate clients
• Exclusion of futures & options contract on 51 securities : NSE Circular Ref no : 060/2012

• Appointment Letters
  
  
• Appointment Letter 2014 - Amla Samanta
• Appointment Letter 2019 - Amla Samanta

Compliance officer details

Name: Murli V Karkera,

Tel no: 022-69151436

Email id: [email protected],

For any complaints / grievance (including NPS, CDSL/NSDL and Investment Advisers): [email protected]

Cyber Security Helpdesk

Helpline Number for cyber attacks: 022-69151440

Email Id for reporting of cyber attacks: [email protected]